Overview
Insider stock-pledge disclosures from the SEC, cross-referenced against California UCC loan filings.
About this page
What you're looking at
This data comes from two sources:
- Federal SEC filings (Form 4 footnotes, DEF 14A item 403(b), Schedule 13D, Form 144). This is where insider stock pledges are supposed to be disclosed.
- California's UCC loan index. This is where a lender records a security interest when an insider or their LLC borrows against shares.
How to read it
SEC rows are federal disclosures. UCC rows are California state loan filings. UCC rows also carry a second badge: Insidermeans the borrower's name matches a known SEC insider. Co. debt means the borrower is the public company itself (corporate secured debt, not an insider pledge). Only Insider and SEC rows count as real stock pledges.
What to do with it
Use the Red Flags tab to see UCC filings with no matching SEC disclosure. Use Watchlist to track specific tickers. Use Companies to browse one company end to end. The Corporate UCC section below shows public-company borrowing, which is separate from insider pledges.
Insider pledges
0
Public companies
with at least one insider pledge
Red flags
UCC matches with no SEC counterpart
Watched
tickers on your list
Corporate UCC
public-co debt filings, not insider
Latest insider activity
Newest pledge disclosures across SEC and matched UCC filings.
| Date | Ticker | Company | Pledgor | Shares | Source | Kind | Filing |
|---|
Biggest insider pledges
Ranked by share count. SEC + matched UCC only.
| Ticker | Company | Pledgor | Shares | Date |
|---|
Companies with most insider pledges
Ranked by distinct insiders pledging. Click in for the company's history.
| Ticker | Company | Pledges | Insiders | Last seen |
|---|
Latest corporate UCC filings
Public companies borrowing against company assets. Not an insider pledge, separate signal.
| Date | Ticker | Public company (debtor) | Secured party (lender) | Filing type |
|---|